Building Your Financial House - An Easy Tool to Help Explain the Financial Planning Process

 
 

We should manage our fortunes as we do our health - enjoy it when good, be patient when it is bad, and never apply violent remedies except in an extreme necessity. ~ Francois de La Rochefoucauld (1613 - 1680)

Many people enjoy planning - provided it is the "right" kind of planning. Planning for parties and trips, planning to watch a sporting event or movie are all enjoyable types of planning. Unfortunately, when the subject matter isn't fun, people usually dread planning. In fact, they often avoid it completely!

Avoidance generally stems from the feeling that Financial Planning is too intimidating for the average person. But much of that perception comes from two sources: not knowing exactly what financial planning is, and not recognizing that plenty of help is available to explain the process.

What follows is a very broad overview of the typical components involved in financial planning. Your income, age, and goals will determine if you should learn about some or all of these. And while some of these may not apply to your situation specifically, everyone's financial plan can be understood better by looking at the "Financial House."

The Financial House is a tool that helps explain the financial planning process. Just like a real house, a strong foundation is required and each subsequent floor must be adequate to support the upper floors. Unlike a real house, it is OK to build the house "out-of-order." But the ultimate goal should always be to build a strong financial house overall.

The Foundation

The foundation of the financial house as well as your financial plan is an adequate source of emergency funds. One of the difficult aspects of planning for emergencies is that, by its nature, an emergency is something you cannot easily predict. Perhaps your car breaks down and needs major repairs. Maybe there is a major problem in your home that is not covered by homeowners insurance. The problem is, no one knows!

But even though you may not be able to accurately predict the cost of an emergency, by following financial planning guidelines, you hopefully will have adequate funds for most emergency situations.

Financial planners recommend putting aside three to six months of net income for emergencies. Admittedly, most people don’t have that much, but they should. The best emergency fund has two important characteristics. It is safe and it is liquid. A savings account is an excellent place for emergency funds. If your financial plan does not have an adequate emergency fund, identify where you could get the money if needed for an emergency. Could you borrow from relatives or the bank? Could you take a loan from a pension? Could you sell some stock? Once you have a contingency plan, start building up that bank account to appropriate levels for your income.

The Farm Bureau Bank is a great source of banking products to help you prepare your emergency funds. Your Farm Bureau Insurance Agent can help you get started on your financial house foundation!

The First Floor

The first floor of your financial house or plan is designed to protect your home and auto, your largest assets – and your largest liability exposures – from disaster. As luck would have it, virtually everyone has some sort of plan for this first floor, mainly because they have to.

Still, a proper financial plan includes liability coverage amounts on your home and auto that are high enough to protect you, your property and your future. And while no one can say for sure exactly how much coverage you need on these assets, because no one can predict the type of accident that may arise, financial planning guidelines recommend that you have liability coverage equal to no less than your net worth. A quick way to calculate your net worth is to add up the equity you have in all of your assets - home, cars, boat or other recreation equipment, vacation property, big-ticket items like jewelry or firearms, for example.

It may be tempting to purchase the minimum coverage required, but in the long run, you may be simply trading a large disaster for a smaller one. But it's still a disaster.

When selecting liability coverage, you must also look back to your emergency funds. More and more people are choosing high deductibles on their insurance in an effort to lower their premiums. This is a great idea - provided you have the money in your emergency fund to pay the higher deductible! That's the piece most people forget.

Remember, your Farm Bureau Insurance Agent has a full range of homeowners, renters, auto and other policies, plus the expertise and experience to help complete the first floor of your financial plan.

The Second Floor

Certain planning is extremely important, but not required by the government or a lender. This includes planning for disability and/or unexpected deaths.

To understand the importance of this level of the financial house, consider a very typical example: Jeff and Mindy have one child in elementary school, both work good jobs and have monthly net take-home pay of about $2,000 each. They enjoy a typical middle-class lifestyle, with a mortgage payment of $1,200 per month, two car payments totaling $850 per month, utility payments of about $300 each month, and they have additional, routine expenses such as an Internet service, cell phones, cable TV, etc. Despite all of these monthly expenses, they still have over $1,000 each month to go out to eat, go to movies and buy many of the things they want.

Jeff and Mindy are living the good life.

However, if either one becomes disabled or dies, the picture changes dramatically. In an instant, the survivor will be faced with monthly bills of almost $3,000 with an income of only $2,000. Standards of living can be reduced, but it takes time to sell houses and cars, disconnect services, etc.

Too often, people rely on the benefits they are provided through work for this piece of the financial plan. But in reality, many employer-provided disability plans will not pay benefits unless you are disabled to the point that you cannot engage in ANY occupation, not just the one you have now. In other words, under that definition, a doctor is not disabled as long as he can be a store greeter!

Employer-provided life insurance benefits may be inadequate as well. Often, the death benefit, when converted into a monthly income for the survivor, will not even pay one of the car payments!

Your Farm Bureau Insurance Agent is a great source of information and products to help you with disability and survivorship planning. A no-obligation needs analysis can assure your present situation is proper for you.

The Top Floor

The final step in financial planning is preparing for the future. Once you have addressed the issues that could impact you today, it is time to plan for the golden years.

Retirement planning has never been more important – or more complicated. Luckily, the tools available to assist you in retirement planning have never been easier to use. Your Farm Bureau Insurance Agent can help you adequately plan for retirement on your terms and at the age you choose, not the one the government or your employer selects for you. He or she can review and explain your investment options and strategies and even recommend a mix of IRAs, mutual funds, pension products and bank products to help you reach your retirement goals.

The last part of most people’s financial house is estate planning. Contrary to popular belief, estate planning is not just for the wealthy. Certainly, clients with a higher net worth have more complicated estate plans, but in reality, estate planning is for everyone. A good estate plan may involve a simple will or trust, a durable power of attorney and a living will. Or it may involve complex trust arrangements, businesses and stock transfers.

Your Farm Bureau Insurance Agent has access to experts in the field who can assess your situation, make recommendations and explain them to you in an understandable manner.

Congratulations!

Buying a new house is an exhilarating experience. And while building your financial house may not be quite as exciting, it still stirs a very special and rare emotion - peace of mind.

Securities Products and Services Offered Through: *EquiTrust Marketing Services, LLC 5400 University Avenue West Des Moines, IA 50266, Member SIPC.

* EquiTrust Marketing Services, LLC and EquiTrust Life Insurance Company are not an affiliate of Indiana Farm Bureau Insurance.